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Registered Representative Level Series 3 National Commodity Futures Exam Series 6 Investment Company and Variable Contracts Products Representative Exam Series 7 General Securities Registered Representative Exam Series 11 Assistant Representative - Order Processing Exam Series 17 General Securities Representative "Add On" License for U.K. Representatives Exam Series 31 Futures Managed Funds Exam Series 34 Retail Off-Exchange Forex Exam Series 55 Limited Representative - Equity Trader Exam Series 63 Uniform Securities Agent Laws Exam Series 65 Uniform Registered Investment Adviser Exam Series 66 Uniform Combined Registered Investment Adviser - State Laws Exam Series 82 Limited Representative-Private Securities Offerings Qualification Exam Registered Principal Level Series 4 Registered Options Principal Exam Series 9 and 10 General Securities Sales Supervisor Exam Series 14 NYSE Compliance Official Exam Series 24 General Securities Principal Exam Series 26 Investment Company and Variable Contracts Products Registered Principal Exam Series 27 Financial and Operations Principal Exam Series 30 Branch Office Manager Futures Exam Series 51 Municipal Fund Securities Limited Principal Exam Series 53 Municipal Securities Principal Exam Others Series 56 Proprietary Traders Series 99 Operations Professional Exam
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